As a truly independent investment firm, Mitchell and Hastings Financial Services provides dedicated service to its clients across the Eastern Shore with integrity, autonomy and trust
Steven Sweigert, Andrea Hastings and Phyllis Mitchell have more than 75 years of combined wealth management industry experience.
Mitchell and Hastings Financial Services, an independent financial planning and investment firm, has served the needs of individuals and businesses in Ocean City, Maryland, and the Delmarva Peninsula for more than 35 years. They believe that all individuals and businesses should have access to competent and affordable advice, where the interests of the client are always the first priority.
Mitchell and Hastings has carefully built its practice on a foundation of service, integrity, independence and trust, serving clients of all financial and income levels. Its main goal and purpose is for each individual and business to find financial security.
“We feel service to our clients is the most important element of our business. Excellent service sets the stage for a successful long-term relationship,” said Phyllis Mitchell, a Certified Financial Planner™ and Registered Investment Advisor. “Strict honesty and integrity are a ‘given’ in our business. We want our clients to know that what we say is always true and never misleading.”
As a truly independent firm, Mitchell and Hastings’ approach is one of “relationship planning,” instead of a “sales-driven” approach, that may not be available at larger firms. Its team of professional advisors do not have quotas or particular investments that they must use for clients.
“We feel each individual and business, no matter the size, deserves special attention,” says Steven Sweigert, Chartered Retirement Planning Counselor.
“We never take the client’s trust in us for granted,” said Andrea Hastings, a Certified Financial Fiduciary® and Professional Plan Consultant®. “We respect and value each client relationship, always striving to put client needs above our own.”
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, Member FINRA/SIPC. in the following states: (AL, AR, AZ CA, CO CT, DC, DE, FL, GA, HI, ID, IL IN, KY, MA, MD, ME, MI, MN, MT, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TX, VA, VT, WA, WV, WY) Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Mitchell and Hastings Financial Services and Cambridge Investment Research, Inc. are separate and unrelated companies. Registered Representatives of Cambridge Investment Research, Inc. may transact securities business in a particular state only if first registered, excluded or exempted from Broker-Dealer, agent or Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made absent compliance with state Broker-Dealer, agent or Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.